Governance, Risk Management & Compliance (GRC) Fundamentals Training Course

Tackling money laundering requires a strong international focus. Compliance officers, AML officers, MLROs, KYC analysts, auditors, and managers must understand how to ensure adherence to Subsidiary 373.01, the Prevention of Money Laundering and Funding of Terrorism Regulations (PMLFTR).

Under the PMLFTR, all Subject Persons, including those operating within the regulated financial services sector, are obligated to appoint a Money Laundering Reporting Officer (MLRO).

This practical course provides you with the knowledge and essential guidance needed to address AML compliance within your organization, with particular attention to the regulatory framework in Malta.

Description:

Basel III represents a global regulatory framework governing bank capital adequacy, stress testing, and market liquidity risk. Initially established by the Basel Committee on Banking Supervision between 2010 and 2011, the implementation timeline for the Accord was extended until March 31, 2019. Basel III bolsters bank capital requirements by enhancing liquidity standards and reducing leverage.
Unlike its predecessors, Basel I and II, Basel III mandates distinct reserve levels for various deposit types and borrowing categories. Rather than replacing previous standards, it operates in conjunction with them. Navigating this complex and evolving regulatory environment can be challenging; our course and training programs are designed to help you anticipate and manage these changes and their effects on your institution. As an accredited training partner of the Basel Certification Institute, we guarantee that our training materials and content remain current and effective.

Objectives:

• Prepare participants for the Certified Basel Professional Examination.
• Develop practical strategies and techniques for defining, measuring, analyzing, improving, and controlling operational risk within banking organizations.

Target Audience:

• Board members with risk oversight responsibilities
• Chief Risk Officers (CROs) and Heads of Risk Management
• Risk Management team members
• Compliance, legal, and IT support staff
• Equity and Credit Analysts
• Portfolio Managers
• Rating Agency Analysts

Overview:

• Introduction to Basel norms and amendments to the Basel Accord (III)
• Regulations addressing market, credit, counterparty, and liquidity risk
• Stress testing for various risk measures, including formulation and delivery methods
• The anticipated impact of Basel III on the international banking industry, featuring practical application demonstrations
• The necessity for new Basel norms
• The Basel III norms
• Objectives of the Basel III norms
• Basel III implementation timeline

In an era marked by global instability, business interruptions, and pandemics, established corporate standards have been upended, forcing a fundamental transformation in how boards govern their organizations. This course outlines the essential knowledge directors need today to drive effectiveness. It shares proven tips and practical tools—covering meetings, information management, agendas, committees, and structural design—that boards internationally utilize to enhance performance while reducing effort, thereby freeing up more time for high-value strategic work.

This instructor-led, live training in Serbia (online or onsite) is aimed at advanced-level professionals who wish to gain a comprehensive understanding of fraud examination concepts and prepare for the Certified Fraud Examiner (CFE) exam.

By the end of this training, participants will be able to:

• Gain comprehensive knowledge of fraud examination principles and the fraud examination process.
• Learn to identify, investigate, and prevent various types of financial fraud schemes.
• Understand the legal environment related to fraud, including the legal elements of fraud, relevant laws, and regulations.
• Acquire practical skills in conducting fraud investigations, including evidence collection, interviewing techniques, and data analysis.
• Learn to design and implement effective fraud prevention and deterrence programs within organizations.
• Gain confidence and knowledge to successfully pass the Certified Fraud Examiner (CFE) exam.

Description:

This four-day event (CGEIT training) serves as the definitive preparation for the exam, designed to ensure you pass the challenging CGEIT exam on your first attempt.
The CGEIT qualification is an internationally recognized symbol of excellence in IT governance, awarded by ISACA. It is intended for professionals responsible for managing IT governance or those with significant advisory or assurance responsibilities in this area.
Achieving CGEIT status will broaden your market recognition and enhance your influence at the executive level.

Objectives:

This seminar is designed to prepare delegates for the CGEIT examination by enabling them to supplement their existing knowledge and understanding, thereby ensuring they are better prepared to pass the exam as defined by ISACA.

Target Audience:

Our training course is designed for IT and business professionals who possess significant IT governance experience and are undertaking the CGEIT exam.

This instructor-led live training, primarily offered in Ottawa but also available in other locations, is aimed at managers and leaders who wish to strengthen their ability to lead difficult conversations with clarity, confidence, and accountability.

By the end of this training, participants will be able to:

• Structure high-impact conversations
• Address tension and misalignment constructively
• Improve team trust and accountability
• Lead with clarity under pressure

The "Executive Leadership for Directors and Board Members" course is designed to enhance the leadership acumen and governance expertise of directors and board members.

This instructor-led live training, available both online and onsite, targets directors, executives, and board members seeking to refine their leadership, governance, and decision-making capabilities at the board level.

Upon completion of this training, participants will be equipped to:

• Comprehend the legal, ethical, and strategic obligations of directors and board members.
• Implement good governance principles to boost organizational performance.
• Cultivate effective communication and collaboration within the boardroom.
• Address crises and manage risks at the executive level.

Course Delivery Format

• Interactive lectures and facilitated discussions.
• Case studies and role-playing exercises.
• Group activities and scenario-based analysis.

Customization Options

• For inquiries regarding customized training for this course, please contact us to arrange.

This instructor-led, live training in Serbia (online or onsite) is designed for intermediate to advanced board members and directors who aim to improve their leadership, governance, and decision-making skills.

By the end of this training, participants will be able to:

• Understand the key responsibilities and legal duties of a director.
• Develop effective governance structures and boardroom dynamics.
• Enhance strategic decision-making and risk management capabilities.
• Improve communication, leadership, and ethical decision-making at the board level.

This instructor-led, live training in Serbia (online or onsite) is aimed at managers, supervisors, and technical professionals transitioning into leadership roles who wish to use structured leadership frameworks and communication tools to strengthen authority, delegation, and team performance in growing organizations.

By the end of this training, participants will be able to:

• Define and apply clear leadership authority and accountability within their scope.
• Delegate tasks and outcomes effectively while maintaining performance oversight.
• Conduct structured, direct, and constructive performance conversations.
• Communicate expectations clearly to improve engagement and cross-functional alignment.

This instructor-led, live training in Serbia (online or onsite) is aimed at intermediate-level professionals who wish to develop a systematic approach to identifying, analyzing, and resolving problems using RCA methodologies.

By the end of this training, participants will be able to:

• Understand essential concepts of RCA and continuous improvement cycles.
• Apply different RCA tools to identify the root cause of problems.
• Develop and implement effective problem-solving strategies.
• Integrate RCA into organizational improvement and prevention efforts.

The primary objective of this program is to shift the audit process from a reactive approach focused on identifying issues to a proactive strategy centered on prevention. By mastering Root Cause Analysis, the Internal Audit team will focus on eliminating recurring findings. This ensures that when a weakness is identified, the recommendations offer a lasting solution, thereby protecting the company's operational efficiency and financial integrity.

Failing to implement structured RCA creates a high-risk environment:

• Financial Erosion: Unaddressed root causes in financial processes result in cumulative losses that increase over time.
• Resource Wastage: Auditors spend 40% more time re-auditing the same failed controls rather than focusing on new strategic risks.
• Diminished Authority: Continuously reporting the same issues weakens the Audit Division's influence with senior management and auditees.

This instructor-led, live training in Serbia (available online or onsite) is intended for intermediate-level internal auditors aiming to boost their audit effectiveness through the application of structured RCA techniques.

By the conclusion of this training, participants will be able to:

• Grasp RCA methodologies and their role in internal auditing.
• Identify and analyze the root causes of audit findings.
• Apply RCA tools such as the 5 Whys, Fishbone Diagram, and Failure Mode and Effects Analysis (FMEA).
• Develop corrective and preventive action plans based on RCA findings.
• Integrate RCA into the internal audit process to improve risk management.

This instructor-led, live training (available online or onsite) is designed for intermediate-level safety professionals and operational managers seeking to enhance their skills in investigating incidents, identifying systemic weaknesses, and developing effective corrective and preventive actions.

The effectiveness of any enterprise's governance hinges on its board of directors… and the board's success depends entirely on its chairman. However, the role of board leader is not only the most critical for board efficacy but also the one with the least training and support. Board leaders and chief executives frequently engage in power struggles. This course reveals the secrets of the world’s top board leaders, offering “in-the-boardroom” insights and strategies from experienced board professionals.

Whether you are aiming for your initial board position, have recently secured a board role and need to prepare for your inaugural meeting, or represent a company looking to equip emerging leaders and diverse talents with the essential knowledge for boardroom integration and success, this one-day program is designed for you. It provides all the necessary insights to ensure you are effective, well-informed, and fully prepared from the moment you enter the boardroom.