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Duration 14 hours
Course Outline
Introduction to ISO 37301 and Compliance Management
- Introduction to ISO 37301 and its objectives.
- Core compliance principles: integrity, accountability, and transparency.
- Distinguishing between ISO 19600 and ISO 37301.
Organizational Context and Leadership
- Analyzing the organization’s internal and external environment.
- The role of top management and leadership responsibilities.
- Defining compliance policies and strategic objectives.
Planning and Support Mechanisms
- Evaluating compliance risks and defining mitigation strategies.
- Requirements for competence, awareness, and communication.
- Documentation and resource needs for the CMS.
Operational Controls and Compliance Workflows
- Setting up operational procedures and assigning responsibilities.
- Compliance considerations for outsourcing and third-party engagements.
- Recording compliance obligations and control measures.
Monitoring, Evaluation, and Reporting
- Measuring compliance performance and defining KPIs.
- Performing internal audits and compliance assessments.
- Establishing compliance reporting and escalation mechanisms.
Management Review and Continuous Improvement
- Assessing system performance and incorporating leadership feedback.
- Managing noncompliance and implementing corrective actions.
- Driving the continuous enhancement of the CMS.
Certification, Integration, and Future Readiness
- Guidance on ISO 37301 certification and third-party audits.
- Integrating with ISO 37001, ISO 9001, or ISO 27001.
- Exploring emerging compliance trends and digital governance.
Summary and Next Steps
Requirements
- A foundational grasp of compliance and risk-related principles.
- Knowledge of management system standards.
- Practical experience in regulatory, legal, or internal control areas.
Target Audience
- Compliance officers and internal control managers.
- Auditors, legal counsel, and risk professionals.
- Senior executives and governance leaders focused on upholding compliance integrity.
Testimonials (1)
Theory followed by practical examples and exercices. Job well done!