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 Duration 14 hours

Course Outline

Introduction to ISO 37301 and Compliance Management

  • Introduction to ISO 37301 and its objectives.
  • Core compliance principles: integrity, accountability, and transparency.
  • Distinguishing between ISO 19600 and ISO 37301.

Organizational Context and Leadership

  • Analyzing the organization’s internal and external environment.
  • The role of top management and leadership responsibilities.
  • Defining compliance policies and strategic objectives.

Planning and Support Mechanisms

  • Evaluating compliance risks and defining mitigation strategies.
  • Requirements for competence, awareness, and communication.
  • Documentation and resource needs for the CMS.

Operational Controls and Compliance Workflows

  • Setting up operational procedures and assigning responsibilities.
  • Compliance considerations for outsourcing and third-party engagements.
  • Recording compliance obligations and control measures.

Monitoring, Evaluation, and Reporting

  • Measuring compliance performance and defining KPIs.
  • Performing internal audits and compliance assessments.
  • Establishing compliance reporting and escalation mechanisms.

Management Review and Continuous Improvement

  • Assessing system performance and incorporating leadership feedback.
  • Managing noncompliance and implementing corrective actions.
  • Driving the continuous enhancement of the CMS.

Certification, Integration, and Future Readiness

  • Guidance on ISO 37301 certification and third-party audits.
  • Integrating with ISO 37001, ISO 9001, or ISO 27001.
  • Exploring emerging compliance trends and digital governance.

Summary and Next Steps

Requirements

  • A foundational grasp of compliance and risk-related principles.
  • Knowledge of management system standards.
  • Practical experience in regulatory, legal, or internal control areas.

Target Audience

  • Compliance officers and internal control managers.
  • Auditors, legal counsel, and risk professionals.
  • Senior executives and governance leaders focused on upholding compliance integrity.

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